Back
 JFRM  Vol.8 No.4 , December 2019
A Study of Issues Related to Illegal and Criminal Acts in Securities in China
Abstract: The article mainly discusses the status quo of legal regulations on illegal and criminal acts in securities in China, analyzes major problems existing in the judicial practice, and puts forward relevant countermeasures and suggestions in terms of legislation, justice and law enforcement to solve relevant problems, in order to improve the governance mechanism for illegal and criminal acts in securities in China.
Cite this paper: Chen, Z. (2019) A Study of Issues Related to Illegal and Criminal Acts in Securities in China. Journal of Financial Risk Management, 8, 260-274. doi: 10.4236/jfrm.2019.84018.
References

[1]   Bian, Y. W., & Fu, J. R. (1999). UK Securities Issuance and Trading Law (pp. 286-287). Bejing: Law Press.

[2]   Chen, Z. J. (2019). Strengthen the “Linkage between Administrative Law Enforcement and Criminal Justice” in the Securities Field. Economic Daily.

[3]   Cheng, S. Y. (2011). Outline of Linkage between Administrative Law Enforcement and Criminal Justice-Connotations and Denotations of Linkage between Administrative Law Enforcement and Criminal Justice. Journal of Hebei Public Security Police Vocational College, 2, 36-39.

[4]   Cheng, X. (2004). Securities Misrepresentation of Liability for Damages (p. 190). Bejing: People’s Publishing House Press.

[5]   China Economic Net (2019). The Registration System of the Technology Board Added Special Provisions.
https://baijiahao.baidu.com/s?id=1631674612592625171&wfr=spider&for=pc

[6]   CSRC (2017). Notice on Inspection and Law Enforcement Work of CSRC in 2017.
http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201801/t20180126_333200.html

[7]   Decision (2014). The Decision on Several Major Problems Concerning the Comprehensive Enhancement of the Rule of Law.
http://politics.people.com.cn/n/2014/1029/c1001-25926893.html

[8]   Du, F. F. (2017). Study on Legal Issues of the International Organization of Securities Commissions. Liaoning: Liaoning University.

[9]   Lei, L. J. (2018). The Perplexity and Introspection on the Governance of Securities Crime. Journal of Jiangxi Police Institute, 5, 10-11.

[10]   Li, G. H. (2007). A Study on Issues Related to Illegal and Criminal Acts in Securities in China. Tianjin: Tianjin University.

[11]   Li, X. W. (2017). On the Dilemma and Response of the Connection between Administrative Law Enforcement and Criminal Justice. Nanjing: Nanjing Normal University.

[12]   Li, Y. L. (2018). A Study on the Crime of Manipulation of the Stock Market. Master Thesis, Lanzhou: Lanzhou University.

[13]   Lian, Y. Q. (2017a). A Study on Linkage between Administrative Penalties and Criminal Sanctions in Securities. Beijing: Peking University Press.

[14]   Lian, Y. Q. (2017b). Analysis on Evolution of Linkage System between Administrative Law Enforcement and Criminal Justice. Tribune of Political Science and Law: Journal of China University of Political Science and Law, 5, 167-175.

[15]   Lian, Y. Q. (2018). Problems and Countermeasures: Empirical Analysis on the Linkage between Administrative Law Enforcement and Criminal Justice. Journal of Shanghai University of Politic al Science and Law (Rule of Law Catena), 4, 81-100.

[16]   Lin, H. D. (2005). A Discourse on Legislation Concerning Criminal Acts in Securities in China. Beijing: China University of Political Science and Law.

[17]   Ma, S. T. (2013). Inquiry on “Inversion of Burden of Proof” in Administrative Punishment Cases of Insider Trading. Chinese Times, 4, 93.

[18]   Man, L. (2019). The Third Draft of the Securities Law Publicly Solicited Opinions, and Added “Special Provisions on Registration System of Sci-Tech Innovation Board”. Jiemian News.
https://www.jiemian.com/article/3082105.html

[19]   Oriental Fortune Net (2019). Finally! Xian Yan Was Fined 11.8 Million for Five Years, Received 3.48 Billion Tickets and Was Banned from the Market for Life.
http://baijiahao.baidu.com/s?id=1644919520942493164&wfr=spider&for=pc

[20]   SIPF (2018). White Paper on Investor Protection in China’s Capital Market-2018 General REPORT.
http://cchoya1.qd2009.com/finance/pc/zhuanti/2019bps/001.pdf

[21]   Wang, C. Q. (2012). Research on Securities Crime in the Era of Full Circulation. Wuhan: Wuhan University.

[22]   Wen, J. C. (2019). CSRC: China’s Capital Market Has Become the Second Largest Stock Market in the World. China Economic Net.
http://m.ce.cn/zaker/201712/06/t20171206_27139548.shtml

[23]   Yang, J. (2019). A Study on the Group Litigation System of Securities Infringement in China. Tianjin: Inner Mongolia University.

[24]   Yang, L. X. (2010). The Success and Deficiency of Punitive Liability Stipulated “in the Consumer Rights and Interests Protection Law” and Its Improvement Measures. Tsinghua Law, 3, 7.

[25]   Ye, W. C. (2012). A Study on Issues Related to Linkage between Administrative Law Enforcement and Criminal Justice in the Securities Field. Securities Market Herald, 5, 54.

[26]   Zhong, R. H. (2005). A Preliminary Study of Consumer Class Actions in America. Global Law Review, 3, 354.

 
 
Top