IJCM  Vol.7 No.3 , March 2016
Effects of Aerobic Conditioning on Individuals Post-Stroke: What Is the Evidence?
ABSTRACT
Background: Stroke has been considered the major cause of chronic disability in the world and ranks among the leading causes of death. Despite the fact that new vascular events often happen and risk factors are the same that Cardiovascular Diseases, secondary prevention through non-pharmacological measures, are not part of the routine physical rehabilitation after stroke. Objective: The aim is to answer the following clinical question: Should aerobic fitness be part of the physical rehabilitation of individuals post-stroke? Methodological Design: The methodology used in the study was an integrative literature review. Inclusion Criteria: Articles in English are published in secondary databases: systematic reviews with or without meta-analysis, which address the question PICO: patient (post-stroke), intervention (aerobic exercise), comparison (with or without aerobic conditioning) the outcome (volume of oxygen consumed peak (VO2peak), quality of life (QoL), morbidity and mortality). Outcomes: VO2peak, QoL, complications and mortality. Analysis of Studies: The methodological quality of included studies is assessed using the tools: PRISMA and R-AMSTAR. Results: There was “good” evidence for the inclusion of aerobic exercise on physical rehabilitation of post-stroke individuals to improve their physical capacity (VO2peak), facilitating the completion of activities of daily living and gait. There was weak evidence on the association of aerobic fitness with positive results on QoL in stroke victims and insufficient results to evaluate the effect of aerobic fitness on the risk of stroke recurrence and mortality. Conclusion: The aerobic conditioning should be included in the rehabilitation of stroke victims.

Received 27 January 2016; accepted 25 March 2016; published 28 March 2016

1. Introduction

Stroke is a clinical syndrome with a presumed vascular origin, characterized by rapidly developing clinical signs of focal or global symptoms due to changes in cerebral functions lasting for more than 24 hours or leading to death [1] . Nowadays, it is one of the most prevalent diseases among the elderly people and it is also the most important cause of chronic disability worldwide and the main cause of death [2] - [4] . The risk of stroke doubles for each successive decade after age 55 and between the ages of 55 - 75. The incidence is 50% higher in men than in women, and the risk for recurrent vascular events is significant and may vary according to the stroke physiopathology, comorbidities and risk factors related to the life style [5] - [7] . Although most of the stroke is not acutely fatal in the first event, the majority of the individuals post-stroke die of complications result from disability or new vascular events [5] - [9] . There are several risk factors for stroke as: hypertension, tobacco use, excessive salt and alcohol intake, overweight, diabetes mellitus, hypercholesterolemia, coagulation disorders and physical inactivity [2] [5] . In general, patients show functional limitations after a stroke (reduced mobility, balance disorders and muscular weakness), predisposing to the lack of activity and sedentary behavior [10] [11] . Although many of these are included in Physical Rehabilitation (Phys Rehab), the main goal is to recover patient’s function, posture control, motor control of the affected side, not including approaches to prevent future circulatory events, decreasing the risk factors or to change the natural history of disease [5] [7] [12] - [14] .

Recent studies have shown that individuals after stroke not only have motor and cognitive residual impairment but also poor ability to bear physical effort, where about 70% of them show some type of coexistent heart disease [4] [13] [15] . Along with that, the energy those individuals spend in order to perform their daily life activities (DLA) is significantly greater than the individuals with no functional deficit [4] [16] . Although this poor skill to perform physical efforts may be attributed to the regular aging process, studies have demonstrated that the aerobics fitness in these individuals is approximately 40% lower than the one found in sedentary individuals of the same gender and age, which can contribute with the increased risk of a future stroke or Acute Myocardial Infarction (AMI) [17] [18] . The benefits of aerobics fitness on cardiovascular risk factors have been extensively demonstrated by decreasing the blood pressure (BP), weight and LDL-cholesterol, improving the glucose and lipids metabolism and also endothelial function and increasing HDL-cholesterol, which improves the rheological properties of blood, therefore decreasing the risk of coronary and cardiovascular diseases (CVD) in general [5] [19] [20] . Recent studies have shown that the risk of having a stroke is lower in active and very active individuals when compared to sedentary and lightly active individuals [5] [21] - [23] . However, many questions about aerobic fitness and stroke are still not well understood. Based on these important issues, the main goal of the present study is to perform a systematic literature review to answer the following clinical question: Should aerobics fitness be part of the Phys Rehab of individuals post-stroke? The secondary goals are to evaluate the effects of aerobic fitness on the quality of life (QoL), complications, mortality and peak oxygen uptake (VO2peak) of individuals post-stroke. In order to do that, this review included secondary studies evaluating the PICOS question: Patient (post-stroke), Intervention (aerobic exercise), Comparison (treated X control), Outcome (VO2peak, QoL, complications and mortality) and methodogical design (systematic reviews).

2. Methods

2.1. Inclusion Criteria, Database, Search Strategies, Selection and Data Collection Process

Inclusion criteria involved systematic reviews with or without meta-analysis in English, published in secondary databases (Cochrane, PEDro, Pubmed) searched were from October to November 2012 (Table 1), only in human beings who had stroke, involving all types and severity, published from 2000-2012 and available for free in the internet. The intervention should include the aerobic exercise (AE) and the following outcomes: VO2peak, QoL,

Table 1. Search strategies.

mortality and complications. The selected keyword was “stroke” and all equivalent terms identified in the database Medical Subject Headings-MESH, combined with the intervention “aerobic exercise” and the specific correlated words identified at MESH (Table 2). Some articles selected in the database mentioned above were not available, however they were found through Internet-Google for free. The articles were selected by two reviewers based on the titles that approached the disease and intervention. The first reviewer (Suzuki, IFA) collected

Table 2. Research terms related to CVA and aerobic exercise based on MESH.

the articles according to the inclusion criteria and the second (Gonçalves, RL) repeated the search to improve accuracy. Any disagreement between the two reviewers was solved through a discussion.

2.2. Exclusion Criteria

The poor description of the intervention performed and lack of uniformity concerning type, intensity, frequency, duration of the exercise made the analysis of benefits of the aerobic conditioning after stroke difficult, besides the variety of outcomes used. Numerous studies that analyzed the effect of aerobic conditioning in a stroke patient used gait speed and 6-minute walking test (WT6M) as outcomes. Although there was sufficient evidence to incorporate AE involving walking within post-stroke Phys Rehab to improve speed, tolerance and independence during walking [24] , these outcomes are not necessarily good indicators of aerobic conditioning improvement, although they might improve with the increase of VO2peak. Often, after a stroke, individuals show functional deficits that harm their gait. Functional gains and learning through repetition that, not necessarily, are associated with the aerobic conditioning improvement, might improve the ability to walk (mobility) and, therefore, increase gait speed and distance covered in the WT6M. Because of that, articles that considered as outcomes the distance covered during the WT6M or gait speed were excluded. Some studies included the weight-supported treadmill. Since there is no study with a good methodological quality assessing the effects of this equipment in providing aerobic conditioning in individuals post-stroke and/or evidencing how safe this method is, studies that included the weight-supported treadmill were also excluded. The lack in the categorization of the description concerning the use of medicines might have contributed to the risk of bias in the results, mainly because the majority of stroke patients have CVD and might take beta-blockers that change the response to exercise.

2.3. Methodogical Quality Assessment

Two independent review authors documented the methodological quality of all studies included by using two instruments: Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA [24] Checklist 2009 available at http://www.prisma-statement.org) and Revised Assessment of Multiple Systematic Reviews (R-AMSTAR) [25] [26] and resolved any disagreements by discussion.

2.4. Data Collection and Data Analysis

The data were collected according to the outcomes and scrutinized by study. The relevant features of each article were discriminated (Table 3 and Table 4). During the description of results, the duplicated articles were identified (Table 4). The data were analyzed using descriptive statistics. The results were analyzed by two independent reviewers.

2.5. Description of the Physical Activity and Aerobic Exercise

Physical activity is defined as any bodily movement produced by skeletal muscles that results in energy expenditure beyond resting expenditure [20] . According to the American College of Sports Medicine (ACSM), exercise is a subset of physical activity that is planned, structured, repetitive, and purposeful in the sense that improvement or maintenance of physical fitness is the objective. AE is a kind of physical exercise where the primary source of energy is generated by processes that depend on oxygen (O2). Frequently, it lasts from 20 - 40 min

Table 3. Relevant features of each article.

Table 4. Primary articles used in the studies included.

with a light-moderate intensity [20] . If regularly performed, it might improve cardiorespiratory fitness, explained as the ability of an individual to absorb, transport and use O2. In general, this ability is expressed as maximal oxygen uptake (VO2max or VO2peak) providing endurance, allowing the individual to perform physical activity for extended period of time or without undue fatigue [23] [27] .

3. Results

3.1. Study Selection

The initial search resulted in 860 articles, where 23 [5] [10] - [13] [19] [21] [24] [28] - [42] potentially relevant were selected, based on titles that addressed the disease (stroke), intervention (AE) and outcome criteria. They were fully read. Nineteen [5] [11] [19] [21] [28] - [42] articles were excluded because they did not approach AE, associated it with other interventions or presented other outcome variables (Table 5). Four systematic literature reviews were included in the present study (Table 3 and Table 4). The flowchart related to the study selection is shown in Figure 1.

3.2. Characteristics of the Studies and Methodological Quality of the Included Reviews

The relevant characteristics of included studies for this analysis are shown in Table 3 and Table 4. All articles were in English and published in journals from 2003 to 2012. As for the database of the included studies, except for the study performed by Stoller et al. that was only found at Pubmed, all others were found in the three database investigated. All included articles were registered in the Center for Reviews and Dissemination (CRD), except Stoller et al. The studies which described the dysfunction degree of post-stroke individuals included individuals with a light-moderate motor deficit. However, the time between the stroke and beginning of the intervention varied among the studies or was not informed. The stroke stratification in acute, sub-acute or chronic based on the onset was also different among the studies. There was no stratification by gender or type of stroke. In studies with a follow-up, the follow-up period was not informed. Primary common studies were utilized in all four reviews included (Table 4). According to PRISMA checklist none of the studies showed all essential items for the necessary transparency and a good systematic review (Table 6). According to R-AMSTAR, the classification of the scientific evidence power related to the systematic reviews was: B-Brazzelli et al., C-Pang et al., and D-Meek et al. and Stoller et al. (Table 7).

3.3. Intervention

The AE intensity ranged from 50% - 80% heart rate reserve (HRR), 40% - 70% VO2peak, from 50% - 80% maximum heart rate (MHR), a perceived exertion of 11 - 14 on the Borg scale (Scale 6 - 20), for 20 - 60 min, 3 - 7

Table 5. Excluded studies.

Figure 1. Algorithm of the selection of included articles.

Table 6. PRISMA results of systematic reviews.

Table 7. R-AMSTAR of systematic reviews.

Subtitle: the item was scored according to the questionnaire (annex). The score followed the criteria proposed by R-AMSTAR: A Quality―100% - 90% (score 44 - 40); B Quality―89% - 80% (score 39 - 36); C Quality―79% - 70% (score 35 - 31); D Quality < 69% (score < 31).

times/week and intensity ranging, according to the ACSM, from very light to vigorous.

Outcomes

・ VO2peak: All studies included evaluated the VO2peak. Pang et al. found out there was an improvement in VO2peak in all studies analyzed, ranging from 9-34.8%. Stoller et al. carried out three studies evaluating the VO2peak which demonstrated homogenous effects in favor of the intervention group. Meek et al. have concluded that due to the limited number of participants in the few primary studies included in their review, insufficient evidence was identified to establish if aerobic conditioning post-stroke has a positive effect, although Potempa et al. have individually demonstrated an improvement in VO2peak. Brazzeli et al. have shown also in improvement in VO2peak in four studies.

Complication

・ Recurrent stroke: Stroke recurrence was addressed in three of the studies included. Pang et al. found that one (Duncan et al.) of the seven studies reported stroke recurrence. In this study, 6% of the subjects had a recurrent stroke during the exercise trial. Two of the strokes occurred in the beginning of the intervention and one occurred at seven weeks. That is, the incidence rate of recurrent stroke reported was comparable to the recurrent stroke risk reported in the general stroke population (8% between 1 - 6 months after stroke). Stoller et al. reported that in one study two individuals in the control group during the follow-up had stroke recurrence and the same was demonstrated by Pang et al. since they used the same primary study. Brazelli et al. reported that in 15 trials including post-intervention follow-up, seven participants (three in the intervention group and four in the control group) had a recurrent stroke between the end of the intervention and the follow-up. Another study informed that three participants (one in the intervention group and two in the control group) also had another stroke between the beginning and end of the intervention. Besides that, four participants (three in the intervention group and one in the control group) had a stroke between the beginning and end of the intervention.

・ Mortality: One study included in this review evaluated mortality. Brazzelli et al. reported there were insufficient data to determine the influence of fitness training on mortality.

・ QoL: Three of the studies included in the review discussed the QoL. Stoller et al. have shown favorable results in one study. On the other hand, Meek et al. concluded that although two primary studies included in a review have demonstrated an improvement in the QoL after aerobic fitness (Duncan et al. and Teixeira-Salmela et al.), not enough evidences were found to confirm this information. Brazzelli et al. analyzed the QoL and concluded there was a significant improvement (Aidar et al.). However there was no significant result in another study (Kim et al.) and two others showed good results concerning the function [43] - [47] , nevertheless the social aspect was not satisfactory (Duncan et al. and James et al.). Three studies performed by Duncan et al., James et al., Mead et al. demonstrated significant results which were also observed during the follow-up, but another study (Duncan et al.) showed a significant improvement that was not present in the follow-up.

4. Discussion

There was “good” evidence for the inclusion of AE on Phys Rehab of post-stroke individuals to improve their physical capacity (VO2peak), facilitating the completion of its ADL and gait. However, we could not assess if this outcome was kept after the Phys Rehab. The results related to the QoL in response to physical conditioning suggest it might be beneficial in stroke victims. Although there were insufficient evidences for a strong recommendation, based on the results the inclusion of AE to improve the QoL post-stroke with a “weak” level of evidence. There were insufficient results to evaluate the effect of AE on the risk of falls in stroke recurrence, occurrence of a cardiovascular event post-stroke and mortality.

Stroke is a preventable and treatable disease. Physiopathologically, stroke is the result of hypoxic brain cells damage or death due to the interruption of blood flow in part of the brain. As a consequence, depending on the affected brain area there will be damage, dysfunction and/or disability being the reason that most of these individuals will be included in a Phys Rehab [40] . Rehabilitation is a heterogeneous set of therapeutic interventions including numerous interventions, making the result analysis and evidence syntheses difficult [14] . According to the Clinical Practice Guideline for Management of Stroke Rehabilitation [48] (CPGMSR) the Phys Rehab of recent post-stroke patients should: prevent the stroke recurrence, manage the comorbidities, recover the function and prevent complications. Guidelines [7] [9] [14] [22] [48] have shown that victims of stroke when treated by a multidisciplinary team, in centers specialized in strokes, as soon as possible have a better recovery. However, several studies included in this review were carried out in single centers with a small number of participants, many different techniques and approaches, decreasing the statistic power of the evidence.

Currently, stroke has been considered as a global public health problem in elderly people [1] [2] [6] [9] . It is one of the leading causes of morbimortality in most of developed and developing countries, being also considered the most important cause of disability worldwide [6] . It is estimated that 3-6 months after stroke, approximately 15% - 40% of the victims will be unable to walk independently at home and only 18% will show skills to walk with no restriction [11] [39] [49] . A review performed in the United Kingdom revealed that about 50% of all stroke survivors will still have severe functional deficits six months after stroke onset and approximately 53% will still depend on other people to perform DLA [11] . Although recent studies in neuroscience and clinical research have demonstrated that the brain is able to significantly recover after a stroke [5] , according to CPGMSR 40% of stroke victims will show a moderate functional impairment, 30% - 50% severe incapacity and 15% - 30% persistent deficits. The degree of acute paresis has been the most important predictor of motor recovery in this individual [49] .

Stroke victims are at heightened risk of having new vascular events and the most of the victims will have a recurrent stroke or AMI, especially in the first year after the initial event [4] . However, although several stroke survivors are being included in Phys Rehab, such programs mainly include techniques and approaches based on mobilization and functional exercises [3] . The secondary prevention of new vascular events was not an imperative goal. Therefore, the Phys Rehab will promote little or no change in the cardiovascular risk factors and the natural history of disease [4] [21] . Every third brain vascular event has a fatal outcome [4] . Lee et al. concluded that the risk of stroke or of fatal stroke is lower in very physically active persons than in those whose level of physical activity is low. Alevizos et al. concluded that exercise reduce the risk of stroke. Reimers et al. found that the risk of a fatal and non-fatal ischemic stroke was 24% lower in active women and 27% lower in active men, while the risk of hemorrhagic stroke decreased 8% in active women and 40% in active men.

It has been shown that the low aerobic capacity is a risk factor for CVD and stroke [10] [11] [48] . However, although the association between the AE and health improvement is well-established in the general population [10] [20] , it is not clear yet if this finding can be extrapolated for stroke patients. Although physical activity is a normal human function that might be safely performed for most of the individuals, including stroke patients, these individuals are often inactive or sedentary due to functional impairments (reduction in mobility, balance deficit and muscular weakness) [10] [11] [20] . According to Gordon et al. it is common that stroke survivors show poor physical capacity, demonstrated by reduced VO2peak, indicating that these individuals were already physically inactive before the vascular event. According to Brazelli et al. this low aerobic capacity can be explained by some factors direct or indirectly related to stroke: low level of physical activity before the event, advanced age, presence of comorbidities, direct neurological effect of stroke decreasing the muscular mass available for the activation, decrease or loss of functional skills after the event (as limitation, impairment or incapacity to walk, stand, climb stairs) and muscular weakness [24] . VO2peak is a variable that reflects the systemic adjustment in the O2 transportation and muscular metabolism, as well as the integration between the respiratory, cardiac, vascular and muscular system, responsible for the O2 uptake, transport and use and it has been related to the functional capacity in the elderly [49] . Recent studies have demonstrated a correlation between the VO2peak and the individuals capacity of living independently where an individual only needs approximately 10 ml−1・kg−1・min−1 of O2 to independently perform his/her DLA [24] [48] [50] . It has been shown that the VO2peak in stroke patients is reduced to about 10-17 ml−1・kg−1・min−1 0 - 30 days after the stroke [9] . In a significant way, Brazzelli et al., Stoller et al. and Pang et al. demonstrated an increase in VO2peak resulting from the aerobic conditioning, showing a good evidence that these individuals may benefit from AE. In general, the VO2 during sub-maximum overload activities, such as bed making and get the house is higher in post-stroke individuals when compared with that of healthy subjects of comparable height and weight. This can possibly be explained by the markedly reduced mechanical efficiency, effect of spasticity or both [4] . Energy expenditure during gait in hemiplegic patients varies with the degree of weakness, spasticity, training, and bracing. Furthermore, in some cases, the debilitating motor effects of a stroke can increase the energy cost of walking up to 2 times that of able-bodied persons [4] . The performance of AE in this population becomes difficult after those changes experienced by stroke victims. In most of the studies included in this review, the strategies used for aerobic exercise were ergonometric. The majority of them addressed the AE in individuals post-stroke with a light to moderate impairment, in an acute and sub-acute phase, but there was no general consensus among the studies researched in the classification of acute and sub-acute. According to most of the Guidelines [8] [9] [14] [22] [48] the acute phase refers to the period right after the stroke onset (0 - 7 days), when most of the patients are hospitalized at the time. Stoller et al. report that the performance of AE during this phase is unclear. In all studies included in this review, the AE was performed out of the hospital, in the chronic phase (@1 month after the stroke). Recent evidences suggest that post-stroke individuals in the outpatient phase might be able to perform activities with an intensity around 50% of VO2peak being their cardiovascular and metabolic responses to aerobic conditioning comparable to their counterparts of the same age and gender [4] . Gordon et al. address that, although the Phys Rehab of individuals typically ended within 6 months after stroke because it was believed that all recovery of motor function occurred during this interval, recent research studies have shown that aggressive Phys Rehab beyond this time period, including AE might increase aerobic capacity and sensorimotor function.

There is good evidence that the QoL might be improved by physical exercise [20] . However, it was not clear if this result may be extrapolated for stroke victims. Although not all studies included in this review have assessed this outcome or demonstrated unequivocal results, some have demonstrated that aerobic conditioning was able to improve the QoL in post-stroke individuals. However further studies are necessary to establish the level of evidence related to this finding.

There is a vast literature approaching falls in the elderly [51] . However, data related to falls in stroke survivors are limited. Yet, the studies that address the topic have consistently confirmed that it is a common event, after stroke in the acute setting (>25% during Phys Rehab) and in the long term [14] . Studies have demonstrated that approximately 40% or more stroke victims will fall, at least once, in the first six months after the stroke [7] . The risk of fall predictors in stroke victims are scarce and conflicting, but include functional (as weakness), cognitive, sensorial (as the loss of balance) deficits, depression and association of some medicines [48] [51] [52] . A low aerobic capacity is also a major determinant of a poor bone health (osteoporosis) in individuals post-stroke, that predisposes subjects to falls [7] . It is associated to a high morbimortality because of frequent fractures, resulting in the lack of activity, increasing therefore the risk of a new vascular event [4] . Recent studies, as the meta-analysis developed by Sherrington et al. concluded that there are strong evidences that physical exercise decrease the risk of falls in the elderly. However, Quinn et al. found that in post-stroke individuals there was no sufficient evidence to recommend any type of specific exercise to prevent falls. The authors discuss that in Phys Rehab including walking, there was an increase in the number of falls in this population, maybe due to the increased walking frequency. However, the results of the present study were not enough to establish evidences that the increase in the number of falls is a complication resulting from the AE or that aerobic conditioning decreased the number of falls in this population.

According to the ACSM, the risk of sudden death or AMI is very low in healthy adults during activities of moderate intensity [20] . However, the risk of cardiovascular complications increases during vigorous activities, especially in people with latent or documented Coronary Arterial Disease (CAD) or sedentary lifestyle. The ACSM recommends symptom-limited exercise testing before vigorous exercise (>60% VO2max) is undertaken by men ≥45 years and women ≥55 years, those with 2 or more major cardiac risk factors, persons with any signs or symptoms of CAD or those with known cardiac, pulmonary, or metabolic disease [21] . However, recommendations about stress test and parameters for a safer physical exercise in stroke patients have not been found. The CPGMSR [48] recommends that individuals post-stroke should have their vital signs monitored during the Phys Rehab and consider interrupting the therapy when there are sudden changes in HR, BP, temperature, O2 saturation or symptoms such as precordial pain, dyspnea or syncope. None of the studies included in this review addressed the monitoring and vital signs of the participants. Nevertheless, only few complications were described in the included studies and are not different from the ones described for seniors or stroke victims without intervention. The association between AE and stroke mortality was investigated in healthy men, ranging in age from 40-87 years, in the Aerobics Center Longitudinal Study Database [53] . The 10-year follow up demonstrated that men moderate- and high-fitness groups had a lower risk of stroke death than men who were in the lowest-fitness group at baseline [50] . In the present study only one review addressed mortality as an outcome and did not show any conclusive result. Therefore, no association could be made between AE and mortality in stroke victims.

5. Conclusion

Aerobic exercise should be included in the Phys Rehab of stroke survivors which main purpose is to improve the physical capacity, favoring the skill to perform DLA and gait. It is possible that AE improves the QoL in patients with stroke. No conclusions can be drawn stating that AE is able to decrease the recurrence of stroke, number of falls or mortality.

Clinical Message

The Phys Rehab of stroke patients might include not only the functional aspects but also measurements to prevent secondary complications, changes in their life style and decrease the risk factors in order to change the natural history of disease.

NOTES

*Corresponding author.

Cite this paper
Gonçalves, R. , Fátima Aquino Suzuki, I. , Figueiroa Sanchez, F. , De Leon, E. , de Oliveira Andrade, P. (2016) Effects of Aerobic Conditioning on Individuals Post-Stroke: What Is the Evidence?. International Journal of Clinical Medicine, 7, 245-260. doi: 10.4236/ijcm.2016.73026.
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