AID  Vol.11 No.2 , June 2021
Review of the Prognosis Factors of COVID-19 Infection
Abstract: An epidemic of Coronavirus disease 2019 (COVID-19) outbroke in December 2019 in China, Wuhan, which is becoming a Public Health Emergency of International Concern. As this entity has become one of the worst infectious disease outbreaks of recent times, with mortality estimates in general population ranging from 1.4% to 8%, it is crucial to better understand the prognostic factors which can be associated to the outcome of this disease. However, as the pandemic is still unfortunately under progression, there are limited data with regard to the prognostic factors. Hence, this review seeks to gather and provide the existing data of the literature of all the prognosis factors of COVID-19 infection such as older age, obesity, comorbidities, lymphocytopenia, d-dimers elevation, thrombocytopenia, elevated levels of high-sensitivity cardiac troponin, C-reactive protein elevation and imaging features of COVID-19.

1. Introduction

Coronavirus disease 2019 (COVID-19) is caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), a new coronavirus type which was found to be the cause behind unexplained pneumonia cases around Wuhan, China in December 2019 [1].

The outbreak of COVID-19 had rapidly spread in China and even around the world resulting in numerous human casualties [2].

Despite the clinical features of COVID-19 having been reported, data regarding the prognostic factors associated with clinical outcomes are scarce. It is urgent to identify these in order to predict the outcome of this entity. Thus, the present article aims to review the prognostic factors of COVID-19 associated with the worst outcome, which might provide evidence for risk stratification, help improve clinical practice and reduce fatality. Moreover, Table 1 summurizes the major and most of recent studies’ conclusions published in the literature.

2. Prognostic Factors

Based on the currently available information, the prognosis of SARS-CoV-2 infection seems to depend mostly on patient’s characteristics, comorbidities, severity of clinical manifestations, laboratory test results and imaging.

Therefore, we chose to divide the risk factors into five different groups, describing each of them thoroughly.

2.1. Patient Characteristics

2.1.1. Advanced Age

A well-described poor prognosis factor exposed and sustained through many reports is older age. Its definition varies according to each study, with 50-year-old being the lower limit conveyed [1].

Wang et al. have demonstrated that older age increased the likelihood of death due to occurrence of a more severe pneumonia comparing to the younger [1].

In another study carried by the Chinese Center for Disease Control and Prevention, 80% of deaths occurred among adults ≥ 60-year-old even in moderate disease. By opposition, young patients seemed to have a much better prognosis with milder disease occuring in most cases [2] [3]. Moreover, in an analysis from the United Kingdom, the risk of death among individuals ≥ 80-year-old was 20-fold higher than among individuals from 50 to 59-year-old [3]. In the United States, mortality was also higher among older individuals, with 80% of deaths occurring in those aged ≥ 65 years-old. In contrast, individuals aged 18 to 34 years old accounted for only 5% of adults hospitalized due to COVID-19 in a large health care database study, giving rise to a mortality rate of 2.7% [4].

In what concerns the severe acute respiratory syndrome (SARS), older age is likely to be the most important predictor for the adverse prognosis in COVID-19 infected patients, with approximately half of the patients being over 50 years old in a study comprehending 8866 cases [5].

Pathophysiology can be explained by several mechanisms. Firstly, frailty and multiple comorbidities in the elderly increase the risk for pulmonary infection [6]. Secondly, the effects of aging on the immune system include reduced B and T cell production with diminished cellular function. Consequently, old individuals do not respond to immune challenge as robustly as young ones. Moreover, there is evidence of an age-related shift towards a type 2 cytokine profile. Together, all these manifestations lead to a deficiency in the control of viral replication and to more prolonged proinflammatory responses, resulting in a poor outcome [7].

Table 1. Prognosis markers associated with COVID-19 outcome.

COPD: chronic obstructive pulmonar disease, CRP: c reative protein, CVD: cardiovascular disease, DM: diabetes mellitus, F: female, hS-TpI: high‐sensitivity cardiac troponin T, M: male, NA: non atibutable, PT: prothrombin time.

Beyond its association with a worse prognosis by contributing to disease progression, it also seems to delay progression in recovery of COVID-19 [8].

2.1.2. Gender

Gender is also a well-established risk factor for severe COVID-19 outcome [3]. The existing literature shows that men are more likely to be infected than women, with over 90% of British deaths occurring in people over 60, and 60% in men [1] [3] [9]. In fact, the majority of the reports have shown that men are more likely to be infected, this gender being identified as a predictor of severe disease and, therefore, demonstrating a higher mortality rate [9] [10].

This disparity between sexes is likely multifactorial and may be due to a higher expression of angiotensin-converting enzyme 2 (ACE2) receptor in males than that in females, due to lack of gene expression protective regulation by estrogen and X chromosome (as ACE2 is located in the X chromosome) [10] [11] [12].

2.1.3. Obesity

Obesity appears to be one of the most important predictors related to the severity of COVID-19 disease. One of the largest studies identifying obesity as a prominent risk factor, which analyzed data from more than 4000 COVID-19 patients, has demonstrated that obesity was one of the strongest hospitalization risk factors, body mass index > 40 kg/m2 (odds ratio (OR) 6.2, 95% confidence interval, CI, 4.2 - 9.3). The authors have also demonstrated its important role as a powerful predictor of COVID-19’s outcome [3] [13].

Another study, which focused on patients under the age of 60, found that those with obesity were twice as likely to be hospitalized and were at higher risk of requiring critical care. Surprisingly, it there was no demonstrated association between obesity and a severer disease in patients over 60 years [14].

In a systematic review, obesity was considered an independent risk and prognosis factor for disease severity as these population required an increase need for invasive mechanical ventilation. Therefore, aggressive treatment and prevention are recommended, since these individuals are considered a high-risk group [15].

Pathophysiology can be explained by many reasons. Firstly, obesity is a pro-inflammatory condition [13] in which the abnormal secretion of adipokines and cytokines, such as tumor necrosis factor (TNF), alfa and interferon, leads to immune dysfunction [16] [17], therefore contributing to increased morbidity in COVID-19 infection. Secondly, abdominal obesity is associated with a poor pulmonary function by decreased diaphragmatic excursion [18]. Thirdly, obesity interacts with insulin resistant states and the metabolic syndrome, promoting inflammatory and pro-thrombotic states that could lead to deleterious responses to infectious pathogens. Lastly, obese patients have more adipocytes, which, in turn, present a greater number of ACE2-expressing cells and, thus, SARS-CoV-2 is more likely to entry [17].

2.2. Comorbidities

2.2.1. Hypertension

Hypertension seems to be the most prevalent comorbidity in COVID-19 infection and is associated with a poor prognosis. In fact, hypertension is associated with ACE2 dysregulation, which could aggravate the imbalance caused by the infection [19].

According to a Chinese metanalysis based on 8 studies that included 46248 participants, hypertense patients demonstrated a higher risk of more agressive COVID-19 presentation (OR 2.36, CI 95%, 1.46 - 3.83) [20]. The same result was also demonstrated in an another retrospective study with 1590 patients [21].

In addition, a different metanalysis including 1527 patients disclosed that hypertense individuals carried an augmented risk of requiring intensive care unit (ICU) treatment, with hypertensive states leading to worse prognosis (CI = 95%, 1.54 - 2.68) [22].

2.2.2. Diabetes Mellitus (DM)

DM is one of the most characterized comorbidities related to this pulmonary infection [21] [22]. It should also be considered a risk factor for severe disease, acute respiratory distress syndrome (ARDS), rapid progression and a poor prognosis factor of COVID-19 as described by several studies [3] [17] [23] [24].

Additionally, in a study comprising 52 intensive care patients, DM was a comorbidity in 22% of 32 non-survivors [7]. In other studies of patients with severe disease, DM ranged from 12% to 16% suggesting the role of diabetes as a worsening prognostic factor [25]. Moreover, it appears that the incidence of COVID19 is two-fold in diabetic individuals [22].

These findings are explained by many reasons. Simply put, the greater frequency of infections in diabetic patients is caused by the hyperglycemic environment that favours immune dysfunction with reduced T cell response and neutrophil function [24] [26] [27].

2.2.3. Smoking

The mechanism of increased susceptibility to infections in smokers is multifactorial and includes the suppressive effects of cigarette smoke on the immune system [28]. However, there is scarce evidence in what concerns to smoking, with contradictory results.

On the one hand, in a systematic review of 5 studies aiming to evaluate the association between smoking and COVID-19 outcome, a higher disease severity was reported in active smokers, requiring most ICU admissions. In addition, death occurred more often among this population. The majority of the included studies concluded that smokers were 1.4 times more likely to have severe symptoms of COVID-19 and approximately 2.4 times more likely to be admitted to an ICU, need mechanical ventilation or die, compared to non-smokers [29].

On the other hand, a study that did not support these data was comprised in a meta-analysis which encompassing five studies with no significant association found between active smoking and COVID-19 severity (OR, 1.69; 95% CI, 0.41 - 6.92; p = 0.254). In this study, even after excluding the broadest of all five studies (which included 89.5% of the entire sample size), no statistically significant association was observed (OR, 4.35; p = 0.129) [30].

Nevertheless, in a more recent meta-analysis, active smoking was significantly associated with the risk of severe COVID-19 infection. Hence, the most recent evidence suggests that smokers are more vulnerable to this entity [31].

2.2.4. Cancer

According to the literature, COVID-19 infection has a tremendous impact on cancer diagnosis, prognosis and therapeutic effects. However, results are contradictory as other studies also indicate that the percentages of COVID-19 infection and severe events in cancer patients are not higher compared to the general population [31].

Studies have shown that SARS-CoV-2 infected patients with cancer exhibit a steeper decline compared to those without this disease (p < 0.001) [7]. They have also revealed poorer outcomes, due to higher incidence of acute complications [29] [31]. Moreover, Liang et al. reported that cancer patients had an increased risk of severe infections with a 3.5-fold increase in the risk of ICU admission or death, compared to those without cancer [32] [33].

Notwithstanding, there are very few studies in the literature covering cancer patients and, thus, there is no certainty about its role in the outcome.

2.3. Clinical Presentation

Among patients with symptomatic COVID-19, some common symptoms that have been linked to COVID-19 include cough, myalgias and headache. Other features, comprising diarrhea, sore throat, and smell or taste abnormalities are also well-described. Pneumonia is the most frequent serious manifestation of infection, characterized primarily by fever, cough, dyspnea and bilateral infiltrates on chest imaging [34].


Patients with COVID-19 are at risk for ARDS and death by respiratory failure. ARDS is a life-threatening complication of SARS-CoV-2 infection and predisposes to inferior outcomes.

Several risk factors for the development of ARDS and evolution to death have been analyzed and identified in quite a few studies. Age above 65 years old, neutrophilia, organ dysfunction and coagulation disturbances were all established as risk factors [35].

Likewise, Land Wang et al. provided strong evidence for ARDS as an extremely strong predictor of death in 339 patients with COVID-19. It was demonstrated that when ARDS occurred, the 28-day mortality would be near 50% [1].

It is also important to note that ARDS in different stages of COVID-19 patients causes diffuse alveolar damage in the lung. In the acute stage, there is hyaline membrane formation in the alveoli and this is followed by interstitial widening and by oedema. In the organising stage, fibroblast proliferation occurs [36] [37]. As patients move through the course of their illness, there seems to be more outcomes of ARDS are being reported, with lung fibrosis appearing as part of COVID‐19 ARDS. Ye Z reported that 17% of patients had fibrous stripes in chest CT scans, and considered that the fibrous lesions may form during the healing of pulmonary chronic inflammation or proliferative diseases, with gradual replacement of cellular components by scar tissues [38].

2.4. Laboratory Results

2.4.1. White Blood Cell Population

1) Lymphocytopenia

Viral infections in the human body primarily involve damage to the immune system, resulting in a decline of the absolute lymphocyte number [6]. Additional studies have suggested that SARS-CoV-2 may impair the function of CD4+ helper and regulatory T-cells and promote the initial hyperactivation which is followed by rapid exhaustion of cytotoxic CD8+ T-cells [39]. Hence, the degree of lymphocytopenia might indicate a more austere virus invasion which is likely to reflect the disease progression [40] and predicts the outcome [1].

Li et al. have investigated the clinical features associated with severe and critical COVID-19 pneumonia in 83 patients (25 of them severe cases). Lymphocyte count was decreased in 88% of critical patients vs. 37.9% in the control group (p < 0.001). The lower absolute lymphocyte count in severe patients implied a more pronounced immunological disfunction, making it a useful index on the evaluation of disease severity [41]. Zhou F has also showed that baseline lymphocyte count was significantly higher in survivors than in non-survivors. Severe lymphopenia was observed until death in non-survivors and was more commonly observed in severe COVID-19 illness [7].

In addition, other studies observed that CD4+ and CD8+ lymphocyte counts were both significantly reduced in dead patients [1] [9] [42]. Also, Tan Li et al. stated that the lower the blood lymphocyte percentage was, the more severe is the disease. The authors have suggested that this marker could be used to classify the disease in moderate, severe, and critical ill types, based on the blood lymphocyte percentage (LYM%), regardless of any other auxiliary indicators. They suggested to classify moderate disease if LYM% > 20%, severe if 5% < LYM% < 20% and critically ill patients if LYM% < 5% [40].

Moreover, in a prospective study, CD3+ CD8+ T-cells 75 cells·μL−1 was a reliable predictor for mortality of patients with COVID-19 infection. It seems that CD3+ T-cells are the major type that is supressed in infected patients and this depletion is associated with an adverse outcome due to cytokine storm [43] [44].

2.4.2. Coagulopathy

The development of coagulopathy is one of the most significant poor prognostic features in patients who progress to multiple organ failure [45].

1) D-dimers

D-dimer elevation is a very common laboratory finding observed in COVID-19 patients, requiring hospitalization and predicting a poor prognosis [19] [42] [45] [46]. In fact, SARS-CoV-2 enters cells via ACE2 receptors, which are found in endothelial cells. This binding may lead to life-threatening micro and macrovascular thrombosis [47]. Data from literature suggest that the incidence of venous thromboembolism (VTE) can reach 25% [48].

In the most in-depth analysis of clinical cases published to date, including data concerning 1099 SARS-CoV-2 positive patients from over 550 hospitals in China, D-dimers ≥ 0.5 mg/L were found in 260/560 (46.4%) of the patients tested. Among these, only 43% displayed raised D-dimers in case of non-severe disease, and about 60% had severe illness [49].

In another study, Tang identified markedly elevated D-dimers as one of the predictors of mortality. In fact, higher D-dimers levels probably indicate a severe inflammatory response accompanied by a secondary hypercoagulable state [45] [50]. Moreover, higher levels of D-dimers [2.12 μg/ml (range 0.77 - 5.27 μg/ml)] were observed in dead patients against survivors, who had a 0.61 μg/ml (range 0.35 - 1.29 μg/ml). Additionally, a study carried by Huang demonstrated that patients who required ICU had higher D-dimer levels on admission (median D-dimer level 2.4 mg/L) comparing to those who did not demand it (median D-dimer level 0.5 mg/L, p = 0.0042) [45]. A different study also found a strong association between the elevation of D-dimers and death during hospitalization (p = 0.003) [7].

It is also important to refer that there is not yet a consensus on if and when patients should receive anticoagulation, what type and for how long [51]. In fact, Songpin et al. had studied the incidence of VTE in 81 patients requiring ICU admission. The group concluded that D-dimer > 1500 ng/ml had an 85% sensitivity and 88.5% specificity for predicting which patients would develop DVT. This study supported the concept of empiric anticoagulation for patients with markedly elevated D-dimers as it cannot only predict thrombosis but also monitor the effectiveness of anticoagulants [52].

Moreover, the American Society of Hematology also reported that prophylactic dose enoxaparin is recommended for all hospitalized COVID-19 patients despite abnormal coagulation tests in the absence of active bleeding. Furthermore, it should only be held if platelet counts are less than 25 × 109/L, or if fibrinogen is less than 0.5 g/L. Nonetheless, it is also considered that therapeutic anticoagulation is not required unless another indication for therapeutic anticoagulation is documented (such as VTE, atrial fibrillation or mechanical valve) [53].

2) Coagulation studies

Patients with severe COVID-19 infection can develop a coagulopathy meeting criteria for Disseminated Intravascular Coagulopathy with fulminant activation of coagulation and consumption of coagulation factors. Tang demonstrated that a prolonged PT was found in the non-survivors when compared to survivors [45]. In what concerns to patients who needed ICU, a mild PT elevation was perceived when compared to ordinary patients [54]. In another study, it was reported that increased PT was associated with a higher risk of ICU, ARDS (p < 0.001), a more severe disease (p = 0.004) and death (p = 0.001) [42] [46].

The hypercoagulable state observed in patients with COVID-19 can be explained by the dysfunction of endothelial cells induced by systemic pro-inflammatory cytokine, which results in excess thrombin generation and fibrinolysis shutdown [19] [55]. Furthermore, severe pneumonia induces hypoxia which can stimulate thrombosis through increasing blood viscosity and hypoxia-inducible transcription factor-dependent signaling pathway [56].

3) Platelet count

Thrombocytopenia is another predictor of COVID-19 severity that is independently associated with disease severity and risk of mortality [57].

In fact, thrombocytopenia can occur by direct infection of bone marrow cells by the virus, platelet destruction by the immune system or by platelet aggregation in the lungs resulting in microthrombi and platelet consumption [58].

Thrombocytopenia was identified as a significant risk factor for mortality and reported to occur in up to 55% of patients. Moreover, a low platelet count has long been recognized as an independent risk factor for sepsis-related mortality [57] as it correlates with multi-organ failure [59].

A meta-analysis of nine studies including 399 COVID-19 patients with severe disease showed that the platelet count was significantly lower in patients with more severe COVID-19. Subgroup analysis comparing patients by survival noted that lower platelet count correlated with mortality. Thrombocytopenia was also associated with over threefold enhanced risk of severe COVID-19 illness [42] [57] [59].

Therefore, based on the currently available literature, the measurement of these parameters in patients with COVID-19 should be performed not only for their documented prognostic value but also to help to stratifying the severity of the disease [42] [59].

2.4.3. Elevated Levels of High-Sensitivity Cardiac Troponin

The myocardial injury, defined in several studies by the increase in troponin levels, may be due to myocardial ischemia or non-ischemic cardiac events.

In a retrospective multicenter study, high serum sensitivity troponin I (hs-TpI) was measured during the clinical evolution of the majority of COVID-19 patients. An increase in hs-TpI levels was observed as a clinical worsening occurred, and a more significant rise was found in more than half of the patients who died. Therefore, it has been considered one of the biomarkers associated with in-hospital lethality. Concerning that same study, after comparing the patients who died to those who did not, the median level of hs-TnI was 8.8 pg/mL in casualties vs. 2.5 pg/mL in survivors. During the follow-up period, the median hs-TnI value did not change significantly in those who survived (2.5 - 4.4 pg/mL). Contrarily, in non-survivors this value increased up to 290.6 pg/mL on day 22, after the onset of symptoms [7].

In other cohort studies of COVID-19 patients, myocardial injury was documented in 7% - 17% of hospitalized patients, being significantly more common among patients admitted to the ICU (22.2% vs. 2.0%, p < 0.001) and in those who died (59% vs. 1%, p < 0.0001). However, part of the increase in TpI levels may also be explained by kidney failure and, consequently, late troponin excretion, which is common in severe SARS-CoV-2 disease [60]. In addition, the analysis of six studies comprising patients with severe illness (defined by ICU admission, development of ARDS or death) showed that in these cases serum hs-TpI was markedly elevated [61].

In addition, the analysis of six studies of patients with severe illness (defined by ICU admission, development of ARDS or death) showed that in these cases serum hs-TpI was markedly elevated [60].

The underlying pathophysiological mechanisms of myocardial injury in COVID-19 are not yet fully understood. Acute myocardial infarction and direct damage to cardiomyocytes by the virus itself are among possible mechanisms that explain this process [60].

2.4.4. Increased Amount of Inflammatory/Infection Markers

1) C-reactive protein (CRP) elevation

CRP is an acute-phase reactant protein whose levels rise in response to inflammation correlating with severity. The link between CRP level with the severity and prognosis of COVID-19 is also reported in several studies [5] [62].

Ling W has similarly documented that, during COVID-19 early stages, CRP levels were positively correlated to lung lesions and could reflect disease severity [63]. This was also corroborated by Chen W, who provided direct evidence that the level of CRP correlated to the severity of COVID-19 infection and could help to discern patients of moderate to severe COVID-19 infection from the mild ones. In addition, it could be an earlier indicator for severe illness and help physicians to stratify patients for ICU [64].

It is important to note that CRP values also seems to correlate with lung lesions, ARDS development, higher TpI levels and should be used as key indicator for disease monitoring [42] [62].

2.4.5. Increased Amounts of Proinflammatory Cytokines in Serum

It is well-known that whenever SARS-CoV-2 infects the respiratory tract, it can cause the release of pro-inflammatory cytokines. Additionally, more severe inflammatory reactions correlate with disease’s severity [7]. In fact, in some cases of more serious infection, SARS-CoV-2 is associated with a cytokine “storm”, characterized by increased plasma concentrations of IL-2, IL-7, IL-10, macrophage inflammatory protein 1 (MIP-1), granulocyte colony-stimulating factor (G-CSF), monocyte chemoattractant protein 1, interferon gamma-induced protein 10 (IP-10) and tumor necrosis factor (TNF). This marked elevation of inflammatory cytokines has been associated with pulmonary inflammation, extensive lung damage, clinical progression of extrapulmonary multi-organ collapse and a higher death rate [54] [65] [66]. The association with disease severity is also corroborated by another study, which reports that patients who required ICU admission had higher concentrations of these markers [41].

Among all these cytokines, IL-6 and IL-8 demonstrated that the most significant changes and their levels inversely correlate with lymphocyte count [44]. Wang et al. have equally provided evidence that cytokine release syndrome is a crucial factor in patients with SARS-CoV-2, leading to disease progression. It has also been shown that as the severity of the disease increases, the levels of IL-6 and IL-10 rise, too [67].

2.4.6. Abnormal Liver Tests

1) Liver enzyme elevations and liver injury

Liver damage in COVID-19 patients might be directly caused by the viral infection of liver cells.

Quite a few studies have exposed different degrees of elevated serum liver biochemistries in COVID-19 patients, mainly indicated by abnormal alanine aminotransferase (ALT) and aspartate aminotransferase (AST) levels. In reality, the incidence of elevated ALT and AST ranged from 2.5% - 53% and 2.5% - 61.1%, respectively. On the other hand, relevant elevations of alkaline phosphatase (AKP), gamma-glutamyl transferase (GGT) and total bilirubin (TB) levels have not been reported so far [68].

In a large cohort including 1099 patients, elevated levels of AST were present in 112 (18.2%) of the non-severe individuals and in 56 (39.4%) of severe disease cases [49]. Moreover, the proportion of abnormal ALT in serious cases (28.11%) was higher than in mild cases (19.8%). Similarly, Huang et al. reported that the proportion of liver injury in ICU patients (62%) was greater than non-ICU patients (25%) [54].

Contrarily, Wu et al. disclosed no significant differences in the liver function when comparing mild/moderate patients to severe ones [8]. Furthermore, Wang and colleagues analyzed 339 elderly COVID-19 patients and described that there were no evident differences in ALT levels between survivors and casualties (p > 0.05) [1]. In addition, cases of severe acute liver injury have rarely been mentioned [69].

Hence, abnormal liver function tests during the course of COVID-19 are common, though clinically significant liver injury is rare [70].

2) Albumin Levels

Low albumin levels have been consistently reported as a poor prognosis factor in COVID-19 patients [7] [68] [71].

Albumin is the most intuitive index of nutritional body status. When hypoalbuminemia occurs, body resistance to viruses lessens, leading to disease progression [6].

Huang et al. analyzed 36 non-survivors infected with SARS-CoV-2 and concluded that the majority presented decreased albumin (80.65%) [72]. Similarly, Zhang and colleagues provided direct evidence that 77.8% of 82 deceased patients presented albumin < 40 g/L [73].

Also, a recent study concluded that hypoalbuminemia was found to be a useful prognostic factor for severe patients with COVID-19. It was also associated with exacerbation of disease-associated inflammatory responses and progression of the disease [74].

2.4.7. Laboratory Tests Indexes

1) Neutrophil-to-lymphocyte ratio

In the clinical practice of treating patients with COVID-19, emerging evidences suggested that the neutrophil-to-lymphocyte ratio (NLR), an inflammatory index reflecting systemic inflammatory cascades, can be used as systemic inflammation marker.

Several studies have reported that this ratio could differentiate between mild/moderate and severe/critical groups and give the probability of death in patients with COVID-19. Moreover, current evidence suggests that NLR may also be a reliable predictor of COVID-19 progression and that an elevated NLR correlates with higher mortality [75].

In laboratory examination of COVID-19, lymphopenia is common. In severe or non-survival patients with COVID-19, the lymphocytes count decreases progressively, while the neutrophils count gradually increases (probably due to excessive inflammation and immune suppression caused by SARS-CoV-2 infection). On the one hand, neutrophils are generally regarded as pro-inflammatory cells, which can be triggered by virus-related inflammatory factors. On the other hand, systematic inflammation triggered by SARS-CoV-2 significantly depresses cellular immunity, leading to a decrease in T cells (CD3+, CD4+ and CD8+ T cells). Hence, NLR can be easily calculated from peripheral blood routine tests and may be associated with the progression and prognosis of COVID-19 [75].

Other recent studies have also stated that the NLR was the most helpful independent prognostic biomarker in determining COVID-19 presence and the treatment efficacy. Besides, NLR had a higher diagnostic accuracy than other assessment tools, such as the CURB-65 [76].

NLR has good predictive values on disease severity and mortality in patients with COVID-19 infection [76]. NLR is readily calculated and cost-effective, which means clinicians can screen high-risk individuals earlier. This is especially desirable in settings experiencing healthcare resource scarcity [76]. Evaluating NLR can help clinicians identify potentially severe cases early, conduct early triage and initiate effective management in time, which may reduce the overall mortality of COVID-19 [75] as NLR could help in assessing the allocation of respiratory equipment in ICU patients and early evaluation of those in need of extracorporeal membrane oxygenation [76].

2) PaO2/FiO2 ratio

In COVID-19 infection, the lung is the most important organ invaded by SARS-CoV-2, several COVID-19 patients being characterized by hypoxia and respiratory distress. Hence, PaO2/FiO2 ratio, the most commonly used oxygenation index, is used in COVID-19 infection [77]. PaO2/FiO2 ratio is a widely used measure of hypoxemia in respiratory failure, calculated as the ratio between the arterial oxygen partial pressure (PaO2) and the fractional inspired oxygen (FiO2). This ratio was validated as a criterion for ARDS definition and severity [78].

An observational, prospective and multicenter study demonstrated that moderate-to-severe impairment in PaO2/FiO2 (<200 mm Hg) was independently associated with a threefold increase in risk concerning in-hospital mortality. The severity of respiratory failure assessed with the PaO2/FiO2 ratio is significantly associated with intubation rate and need for respiratory support. This study has also suggested that the severity of hypoxemia could be useful to triage patients with COVID-19 as well as to identify patients at higher risk of unfavorable outcomes [79].

In another study, PaO2/FiO2 ratio was significantly associated with prolonged hospital-stay. Moreover, the authors also reported that its use at the admission, so as to make a decision on the treatment intensity, as a single measurement, predicts a longer hospitalization [78].

2.5. Imaging

Chest CT can accurately evaluate the type and extent of lung lesions, as supported by Kunhua Li et al. who investigated the clinical and CT features associated with severe COVID-19 pneumonia. CT manifestations of COVID infection include ground glass opacities, consolidation, reticular patter, crazy-paving patterns and bronchial wall thickening (BWT) [41].

In what concerns to advanced disease, several studies have mentioned more frequent occurrence rates of consolidation, linear opacities, crazy-paving pattern, multiple lung lobe involvement, BWT and extrapulmonary lesions when compared to non-severe patients [41].

It was also determined that the presence of bilateral pneumonia and progressive radiographic deterioration on follow-up CT could have a roll as worst prognosis markers [9].

3. Conclusions

COVID-19 is emerging and spreading at an unprecedented rate, triggering a heavy impact worldwide. The present review has collected published data on COVID-19 prognostic factors and their correlation with SARS-CoV-2 infection outcomes. Nevertheless, further investigation is required to objectively confirm the clinical value of prognostic factors related to COVID-19.

As described throughout this article, the chronic diseases addressed are associated with an increased risk of severe clinical manifestation and, consequently, with a worse prognosis effect on the COVID-19 infection.

This review was developed not only in the hope of helping healthcare providers worldwide effectively recognize and deal with the 2019 SARS-CoV-2, but also to deliver a reference for future studies.

Authors’ Contributions

All authors contributed to the conception of the Review. Bruno Besteiro concepted the study and drafted the manuscript; Daniel Coutinho and Filipa Gomes reviewed the literature and drafted the manuscript. Miguel Almeida and Jorge Almeida drafted the manuscript.

All authors agree to be accountable for all aspects of the work.

Funding Sources

No subsidies or grants contributed to this work.

Cite this paper: Besteiro, B. , Coutinho, D. , Gomes, F. , Almeida, M. and Almeida, J. (2021) Review of the Prognosis Factors of COVID-19 Infection. Advances in Infectious Diseases, 11, 196-215. doi: 10.4236/aid.2021.112019.

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