1. Introduction
The nature of bound states of two-particle cluster operators for small parameter values was first studied in detail by Minlos and Mamatov [1] and then in a more general setting by Minlos and Mogilner [2]. In [3], Howland showed that the Rellich theorem on perturbations of eigenvalues does not extend to the resonance theory. Studying bound states of a two-particle system Hamiltonian H on the d-dimensional lattice reduces to studying [2] [4] [5] [6] [7] the eigenvalues of a family of Shrödinger operators , where is the total quasi-momentum of a system. Moreover, eigenfunctions of are interpreted as bound states of the Hamiltonian H, and eigenvalues, as the bound state energies. The bound states of H of a system of two fermions on a one-dimensional lattice were studied in [4], a system of two bosons on a two-dimensional lattice was studied in [6], and perturbations of the eigenvalues of a two-particle Shrödinger operator on a one-dimensional lattice were studied in [8]. The finiteness of the number of eigenvalues of Shrödinger operator on a lattice was studied in the works [7] [9].
The discrete spectrum of the two-particle continuous Shrödinger operator
was studied by many authors, with the conditions for the potential V formulated in its coordinate representation. The condition for the finiteness of the set of negative elements of the spectrum and the absence of positive eigenvalues of can be found in [10]. If , then the number of negative eigenvalues is a nondecreasing function of , and each eigenvalue decreases on the half-axis . It is known that when the coupling constant decreases, the bound state energies of tend to the boundary of the continuous spectrum (see [10] ) and for some finite are on the boundary. Two questions then arise: Does a bound or virtual state correspond to such a threshold state (i.e., is the corresponding wave function square-integrable)? And where do the bound states “disappear to” as decreases further? The study of the first question was the subject in [11] [12]. Regarding the second question, it turns out that the bound state disappears by being absorbed into the continuous spectrum and becomes a resonance [5].
Here, we consider bound states of the Hamiltonian (see (1)) of a system of two fermions on the three-dimensional lattice with the special potential (see (5)). In other words, we study the discrete spectrum of a family of the Shrödinger operators , , (see (3)) corresponding to in the invariant subspace .
Restriction of the operator in the invariant subspace is denoted by .
In the case , the operator has an infinite number of eigenvalues of the form and the essential spectrum consists of the single point 6. Here, the potential is defined by (5) and is a decreasing function on and . These eigenvalues are arranged in ascending order, , and the smallest eigenvalue is threefold, is sevenfold, and the other eigenvalues are ninefold. All ninefold eigenvalues of the operator are simple eigenvalues for the operator .
Further, we investigate eigenvalues and eigenfunctions of the restriction operator .
In the case the corresponding operator has infinitely many invariant subspaces . It is proved that the restriction of the operator in the invariant subspace has no more than one eigenvalue. If exists, it can be calculated explicitly. For every the operator has only a finite number of eigenvalues.
For any perturbation , the essential spectrum of becomes the essential spectrum . If the potential is of the form (5), the Shrödinger equation can be exactly solved (see Theorem 1).
The Shrödinger equations and with small are solved by using methods invariant subspaces and operator theory.
2. Description of the Hamiltonian and Expansion in a Direct Integral
The free Hamiltonian of a system of two fermions on a three-dimensional lattice usually corresponds to a bounded self-adjoint operator acting in the Hilbert space by the formula
Here, m is the fermion mass, which we assume to be equal to unity in what follows, and , where I is the identity operator, and the lattice Laplacian is a difference operator that describes a translation of a particle from a side to a neighboring side,
where are unit vectors in . The total Hamiltonian acts in the Hilbert space and is the difference of the free Hamiltonian and the interaction potential of the two fermions (see [8] [13] ):
(1)
where
Hereafter, we assume that
(2)
Under this condition, the Hamiltonian is a bounded self-adjoint operator in .
We pass to momentum representation using the Fourier transform [2] [4] [7]
The Hamiltonian in the momentum representation commutes with the unitary operators , given by
It follows that there exist decompositions of and the operators and H into direct integrals (see [7] [9] and [10] )
Here,
and is an operator of multiplication by the function in . The fiber operator of H also acts in and is unitarly equivalent to , which is called the Shrödinger operator. This operator acts in the Hilbert space by the formula
(3)
The unperturbed operator is an operator of multiplication by the function
(4)
From (3) and (4), it follows that
so we can assume .
The perturbation operator V is an integral operator in with the kernel
and belongs to the class of Hilbert-Schmidt operators .
In this work, we consider the operator with the potential of the form
(5)
where . Supporter is in the cylinder:
Since for every function the equality holds, then the value of the potential at the origin can be set arbitrary, since it does not affect the result, for simplicity, we assume that .
The function in (5) is decreasing in i.e.,
(6)
and belongs to . The kernel , of the integral operator V, i.e., the Fourier transform , of the potential , has the form
(7)
Eigenvalues of the operator . We note that the spectra of the operators and V are known. The operator does not have eigenvalues, its spectrum is continuous and coincides with the range of the function :
The spectrum of V consists of the set . Under condition (2), the operator V is a Hilbert-Schmidt operator and is hence compact. By the Weyl theorem [10], the essential spectrum of coincides with the spectrum of :
If , then the spectrum of consists of eigenvalues of the form and the essential spectrum is . If (for some ), then there exists a potential such that has an infinite number of eigenvalues outside the continuous spectrum (see [4] [14] ).
We recall some notations and known facts. For any self-adjoint operator B acting in a Hilbert space without an essential spectrum to the right of , we let denote the number of its eigenvalues to the right of . We let denote the number of eigenvalues of to the left of , i.e., . The number in fact coincides with the number of eigenvalues outside the continuous spectrum of . It follows from the self-adjointness of and positivity of V that
and hence . Therefore we seek only eigenvalues z less than .
For any and , we define the integral operator
where is the resolvent of the unperturbed operator . Under condition (2), the operator V is positive, and we let denote the positive square root of the positive operator V. A solution of the Schrödinger equation
and the fixed points of are connected by the relations
The following proposition (the Birman-Schwinger principle) holds [9].
Lemma 1. The number of eigenvalues of to the left of coincides with the number of eigenvalues of greater than unity, i.e., the equality
holds.
Lemma 2. If for some the limit operator exists and is compact, then the equality
(8)
holds.
Equality (8) states that the number of eigenvalues of , to the left of is equal to the number of eigenvalues of greater than unity.
3. Invariant Subspaces of
In this section, we study the invariant subspaces with respect to the operator .
Let be a subspace of the space , consisting of odd functions on , and be a subspace of , consisting of even functions on . In addition, we use the notation
Note that is a subspace of the space . It is natural to expect the invariance of the subspace with respect to the operator . It turns out that this subspace is invariant under the operator , i.e. the following statement holds.
Lemma 3. Let the potential have the form (5). Then the subspace is invariant under the action of .
Proof. We prove that this subspace is invariant first with respect to , and then with respect to V. It follows from representation (4) that the function belongs to the subspace , and it follows from the inclusion that . This proves that is invariant with respect to .
Simple calculations show that the function (see (7))
belongs to the subspace for . Hence, we prove the invariance of with respect to V, and it follows that is invariant with respect to .
denotes the restriction of to the respective subspace . The action of is unchanged, the unperturbed operator is an operator of multiplication by the function . We present the formula for operator V acts on the element according to the formula
Note that for , the spectrum of consists only of the eigenvalues and the essential spectrum . Under condition (6) the number is a threefold eigenvalue of , with the corresponding eigenfunctions
the number is a sevenfold eigenvalue with the corresponding eigenfunctions
for each , the number is a ninefold eigenvalue, and the corresponding eigenfunctions are
The number is an eigenvalue of an infinite multiplicity, and the corresponding eigenfunctions are
All ninefold eigenvalues of the operator are simple eigenvalues for the operator , and the number is an eigenvalue of an infinite multiplicity.
If the third coordinate of the total quasimomentum is equal to , then the operator has infinitely many invariant subspaces .
Next, we give a description of the invariant subspace .
The system of functions
is an orthonormal basis in the space . Let us denote by the one-dimensional subspace spanned by the vector . The space can be decomposed into the direct sum
This decomposition produces another decomposition
where
Lemma 4. Let the potential have the form (5). Then the subspace is invariant under for any .
Proof. Let , where , is an arbitrary element of . We consider the action of on :
(9)
(10)
To obtain the last formula (10), we use the orthogonality of the system of functions in . Relations (9) and (10) imply the equality
(11)
which completes the proof of the lemma.
We denote by restriction of the operator in the invariant subspace . Formula (11) shows that the restriction to the subspace has the form
(12)
where I is the identity operator and , , is a two-dimensional two-particle operator acting in by the formula
where , and is a one-dimensional integral operator in with the kernel
Studying the eigenvalues of by representations (12) reduces to studying the eigenvalues of
i.e. the three-dimensional problem reduces to the two-dimensional problem.
4. Eigenvalues of the Operator
Our main goal in this section is to study the behavior of the nondegenerate eigenvalue of at small perturbations ( or ), i.e. the eigenvalues of (or ) at small perturbations . The studying of the eigenvalues of is reduced to study the eigenvalues of the operator for each fixed . In turn, the problem of studying the eigenvalues of the operator by virtue of (12) is reduced to study of the discrete spectrum of the operator
Studying the eigenvalues of and reduces to studying the eigenvalues of acting in by the formula
(13)
It is known that the essential spectrum of consists of a segment , where , .
Further we give some information about the eigenvalues and eigenfunctions of the operator . Combining Theorem 6.3 in [6], Theorem 5.10 in [15] and Lemmas 1 and 2 we obtain the following statement about eigenvalues of the operator .
Lemma 5. Let .
a) If , then the operator has no eigenvalues lying outside of the essential spectrum.
b) If , then the left edge of essential spectrum of the operator is a resonance.
c) If , then the operator has a unique nondegenerate eigenvalue
which lying in the left of the essential spectrum with corresponding normalized eigenfunction
(14)
Here is the normalizing multiplicity.
d) The operator has no embedded eigenvalues in the interval .
Hilbert space can be written as a direct sum:
The following lemma establishes a connection between the operators and .
Lemma 6. Let the potential have the form (5). Then:
a) the subspace and its orthogonal complement are invariant under .
b) restriction of the operator to the invariant subspace coinsides with the unperturbed operator .
c) restriction of the operator to the invariant subspace can be represented as a tensor product:
(15)
Here, I is the identity operator, and , is a one-dimensional two-particle operator acting in by the formula (13).
This lemma is proved in the same way as the Lemma 4. In particular, part b) of the lemma implies that the operator has no eigenfunctions in . Thus, studying the eigenvalues of the operator is reduced to studying eigenvalues of the operator .
From Lemmas 5 - 6 and tensor product (15) implies the following statement regarding operator .
Theorem 1. Let and .
a) If , then the operator has no eigenvalues lying outside of the essential spectrum.
b) If , then the left edge of essential spectrum of the operator is a resonance.
c) If , then the operator has a unique nondegenerate eigenvalue
(16)
which lies in the left of the essential spectrum and with the corresponding normalized eigenfunction
where is the normalized eigenfunction of the operator corresponding to the eigenvalue , the operator is defined by the formula (13).
d) The operator has no embedded eigenvalues in the interval .
Similar statement is true for the operator . The eigenvalues of the operators and are same, but eigenfunctions differ with variable replacement and . In other words, the operators and are unitary equivalent. Therefore, the operators and are unitary equivalent too.
Similar statement can relatively be formulated for the operator . For this purpose, we introduce the following notation. Through
we denote the Fredholm determinant of the operator , where is the resolvent of the operator , and is an integral operator with the kernel
Through denote the value of the following integral:
Simple calculations reveal the following approximate value .
Theorem 2. Let , .
a) If , then the operator has no eigenvalues lying outside of the essential spectrum.
b) If , then the left edge of the spectrum of the operator is an eigenvalue.
c) If , then the operator has a unique nondegenerate eigenvalue below the essential spectrum.
d) The operator has no embedded eigenvalues in the interval .
This theorem is proved in similar way as Lemma 5. There are some differences:
1) In the Theorem 2, the eigenvalue was calculated with the accuracy of :
and corresponding normalized eigenfunction has the form
(17)
where is the normalizing multiplicity.
2) Left edge of the essential spectrum is a resonance for the operator , but for the operator the left edge of the essential spectrum is the eigenvalue, i.e. the equation has a non-trivial solution
and it belongs to .
5. Conclusions
1) We have shown that the operator has infinitely many invariant subspaces . It has been proved that if condition holds then the operator has a unique simple eigenvalue of the form (16), otherwise, the operator has no eigenvalues outside of the essential spectrum. A similar statement holds for the operator .
2) Without loss of generality it can be assumed that . Since, if then it follows from that there exists a number such that and monotonicity of implies that for , and in this case, the eigenvalues of exist for all .
For a fixed there exists such that and the operator has m nondegenerate eigenvalues outside of the essential spectrum (see Theorem 1):
The corresponding normalized eigenfunctions are of the forms:
where, is the normalized eigenfunction of the operator corresponding to the eigenvalue and the operator is defined by the formula (13), .
The eigenvalues of the operators and are same but eigenfunctions differ with variable replacement and . In other words, the operators and are unitary equivalent.
In the case , the left edge of the essential spectrum is a resonance of the operator (see Theorem 1).
3) Let for some the relation hold then the operator has m nondegenerate eigenvalues outside the essential spectrum (see Theorem 2) and for small :
The corresponding normalized eigenfunctions are of the forms:
where, is the normalized eigenfunction of the operator corresponding to the eigenvalue defined by the formula (17).
In the case , the left edge of the essential spectrum is the eigenvalue of (see Theorem 2) with the corresponding eigenfunction
Remark 1. If the potential is even in all arguments and the condition holds, then the statements of Lemmas 3 - 4 remain valid.
Remark 2. If , then the subspaces are not invariant under the operator .
Acknowledgements
This work was supported by the Grant OT-F4-66 of Fundamental Science Foundation of Uzbekistan.
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